D.
A. Begelman , Ph.D.
Everywhere they plan to bring in Utopia by
turning this gang out and putting that gang in. Everywhere they believe in
wizards and messiahs.
--H. L. Mencken,
Forum, September, 1930.
Introduction
Several
questions arise about the design of utopian communities like B. F. Skinner’s Walden II (Skinner, 1976). One pertains
to whether their creation is desirable; a second to whether they can succeed on
a continuing or indefinite basis. Another
is a question about what demarcates a “utopian” community from groups of individuals
who are culturally segregated, albeit products of naturally evolving social
structures based upon ethnic, economic, or religious insularities. What, after
all, qualifies as a utopian community—over and above other categories of
segregated groups who intentionally or otherwise develop their uniquely styled
group life?
The
first issue, the desirability of a planned community, may sometimes depend upon
the resolution of the second, the issue of longevity. In a practical sense, it is
redundant to ask whether a given social design is a desirable goal to achieve if
its creation or continuation is not possible in the first place. On the other
hand, some defenders of particular social designs might hold that there is
something worthwhile about the creation of a utopia even if its existence is
brief. For them, the prospect of being short-lived may not be a satisfactory
yardstick by which to judge a social vision, however disappointing its permanence.
Reasons
for the shortened life of such schemes may vary. A particular planned community
may not be feasible because it does not stand the test of time, eventually foundering
on unforeseen consequences in the engineering, interpersonal, or economic
spheres. Such a society may contain internal complications that are unexpected,
and fated to affect its survival. Skinner’s Walden
II utopia is no different in this regard, and were it not a fictional
depiction of a planned community, it would likewise be subject to whatever
factors ensure or negate its continuation over time. Perhaps most designed
communities from the outset lack transparency when it comes to these
determinations.
In
the past, utopian efforts in this country have often faltered because of the vagaries
of time, place, and history. For example, a decade after its development in the
Wabash Valley of Indiana, the experimental community of Rappists decided to
relocate back to Pennsylvania, in part because of the antagonism of outsiders
in the Midwest region. The community was sold to Robert Owen in 1825. Like
Skinner, Owen was committed to the belief that human patterns were almost
entirely a product of environmental influences, and his enormous influence on
nineteenth century ideas about cultural design drew the interest of such
notables as President James Monroe. Like Karl Marx, Owen held that provisional
governing bodies of the experimental polity would eventually wither away into a
leaderless communism. However, Owen’s lecture tours took him to Europe, leaving
a less than charismatic governance back home in its wake. This led to a
deterioration of his New Harmony community, a decline not halted by his return
to America to take charge. Despite several reorganizations of his
society—including the expulsion of freeloaders and citizens who took advantage
of commutarian largesse—its inherent complications eventually lead to Owens’
farewell to New Harmony in 1827.
In
contrast to secularist societies like Owen’s and the Zoar Separatist Society
founded in 1817 by Joseph Bimeler (Hinds, 1908), the New York Oneida colony of
Perfectionists founded by John Humphrey Noyes in 1848 was inspired by religious
and theological concepts, albeit radical ones when it came to sexual morality.
Noyes held that monogamous liaisons were contrary to the will of God, and that
pentagamy, or the communal sharing of sexual favors and liaisons was a
necessary aspect of perfectability, as was education under the control of
commutarian, not parental, regulation. However, after thirty-five years of
Noyes’s social experiment, the Oneida Community broke up after Noyes fled to
Canada in the face of charges of sexual immorality (Hayden, 1976).
While
most utopian communities in this country were founded in the eighteenth and
nineteenth centuries, there were also societies that started in the seventeenth
century, possibly because the promise of the New Land was one associated with
throwing off the yoke of religious oppression common to emigrés from the European
scene. The Pietist community of “Woman in the Wilderness” was founded in 1694,
the Moravian community of “Irenia” in 1695, and “Bohemian Manor,” created by
Labadists in 1683.
Another
issue arises for Walden II. This is
the nature of the relationship between it and radical behaviorism, the
underlying secular philosophy of science Skinner believed guided its
development. The two are widely regarded as intertwined, the design of the utopia
thought to spring from the application of principles enshrined in his
philosophy of science. However, the necessary connection between the two is
rarely examined as an issue in its own right. The same holds for alternative
utopias based upon religious principles or philosophies. The present essay
seeks to review this issue, since the concept of “deriving” behavioral
applications like community design as well as therapeutic and educational
modalities from alleged overriding philosophies is an unexplored area of
inquiry.
Skinner himself imagined that a society
modeled along behavioristic principles would be very different from one modeled
along more traditional lines. The conjecture is speculative and subject to
empirical confirmation. Its falsification would amount to the development of a
utopia just like Walden II, only constructed on the basis of an
alternative system of concepts. Since Walden
II is a fictional depiction of a utopian community, an immediate test of
Skinner’s proposition about the dissimilarity of social structures inspired by
contrasting philosophies cannot be made. We can at present only speak of future
possibilities.
Another
way of framing the issue is to imagine a society precisely like Walden II, with the exception that its
architects believe it to be inspired by religious principles. Is such a society
nonetheless still modeled along behavioristic lines, despite the fact that no
one consciously relied on them in developing it? Is it possible to apply
behavioral principles unintentionally?
Here, we might imagine the development of a community inspired by religious
concepts, but whose architects go about setting up institutional structures and
patterns that can be explained using the alternative concepts of
behavior-theory. In what sense would such a hypothetical community not be classifiable as an application of
behavioristic principles? When behaviorists design the same community relying
self-consciously on principles like positive
reinforcement, extinction, consequences of behavior, discriminative stimuli, operants, and so forth, what would such
a group of applied scientists be doing that their counterparts in the parallel
religious community were not doing? Or is a behavioral “derivation” more than just
a matter of what individuals, behavioral engineers or otherwise, actually do?
If
it is held that the hypothetical religious community, one incorporating
mentalistic concepts as a feature of its guiding principles, could never
approximate the structure of a utopia created through the application of
behavioristic principles, imagine the following possibility. A group of
behavioral engineers pledging allegiance to radical behaviorism designs a
utopia modeled along Skinnerian lines. The society is set up and flourishes.
Unexpectedly, all the citizens of this community suddenly undergo a conversion
to a religious system of belief. The conversion is fairly sudden and dramatic,
as in the case of St. Paul on the road to Damascus. The question is: in what
sense would the converted citizenry be logically compelled to change the design
of their utopia in order that it conform to a new driving philosophy? Here, we will
ignore for the moment how the citizens alter their verbal behavior—in effect no
longer paying lip-service to the aforementioned behavioristic concepts. Such argot obviously involves a rather
different set of verbal practices than a newly appropriated lingo involving
terms like salvation, the soul, good works, the after-life,
or God’s work on earth. We are
interested only in the structure of daily activities and patterns of societal
behavior other than those in a verbal repertoire. What would be the necessary
alterations of life-style the converted citizenry would be obliged to undertake
in virtue of the conversion?
The
use of mentalistic concepts is an aspect of the natural evolution of all world cultures.
Yet one implication of B. F. Skinner’s ideas on the design of cultures as
instanced in his novel or in briefer essays (Skinner, 1972a, 1981) is that a society
constructed by applying principles of his philosophy of science would be an
improvement over systems highjacked by mentalistic concepts. In Skinner’s view,
such projects are inefficient at best, since their conceptual baggage would thwart
the realization of professed social goals of whatever stripe. A reason he gives
for this are the impediments imposed on effective action through reliance on
notions of “freedom” or “autonomous man” in contrast to a functional analysis
with a focus on the independent environmental variables of which behavior is a
function. “Inefficient” here implies stumbling blocks to goals chartered by
architects of whatever alternative philosophical persuasion prevails. Many of the
latter have not been exempt from searching criticism by spokespersons of
alternative creeds and persuasions. Historically, sundry philosophies have embraced
utopian ideals that met with disapproval by other constituencies, depending upon
the philosophical persuasion in question. Some disparaged versions of social engineering
they felt approximated Orwellian nightmares, whereas others were critical of any
kind of social engineering, holding that such efforts compromise ideals renouncing
totalitarian control implicit in them. Others may deem social redesign as
worthwhile pursuing, albeit difficult or impossible to achieve, while still
others may be critical of designs they feel inferior to the ones they propose.
The
issue of divergent social ideals aside, Skinner has been less than clear about precisely
how traditional perspectives on social planning are diversions from an optimal
path. Clarifying how behaviorism represents an improvement in the real world—as
opposed to its depiction in a fictional
work like Walden Two—involves
revealing the actual differences between naturally evolving social structures
and those inspired by his philosophy of science, radical behaviorism.
Skinner
seems to have wavered between two separate lines of argument in his critique of
preexisting social structures. On the one hand, he has faulted social
planning not inspired by radical
behavioristic principles, whereas on the other he felt the problem involves a
traditional opposition to social engineering simpliciter. On the latter assumption, he indicated that a cultural
antipathy to undertaking large-scale social design springs from a misplaced
distrust of enterprises viewed as contrary to the “freedom” celebrated in “democratic”
ideals or the notion of “autonomous man.” There is quite a difference between
holding that the house that Jack built was a white elephant because he was
ignorant of architectural principles, and insisting that the effort was
misplaced because the house in question is not the kind of place Jack should
inhabit in the first place. Let us explore the first of these two alternatives,
namely, that past social planning is deficient because it has been disadvantaged
by not appropriating the proper philosophy of science.
Conceive
of the following hypothetical situation. Suppose mentalistic language and
concepts, like those that are infiltrated by causal references to intentions, motives, desires, pleasures, feelings,
hopes, aspirations, and the like were traditionally coupled with effective
social planning in the realization of cultural goals. As a matter of historical
fact, the majority of actual utopian communities flourishing in the past not
only relied on mentalistic concepts inspiring their respective planners; they relied
on spiritualistic or religious premises,
to boot. Examples of such communities on the American scene have been created
and continue to be developed, some standing the test of time, others
disappearing for a variety of reasons.
Skinner’s
work has been widely regarded within psychology as the basis for a wide range
of “applications” affecting the lives of particular target populations. Among
these are techniques to change the plight of psychiatric and developmentally
disabled populations, innovations in educational curricula of normal and
disabled populations, and applications as far removed from human improvement as
guided missiles of war (Skinner, 1972b). Contemporary research on compromised
clinical populations has revealed a degree of overlap when it comes to the
therapeutic efficacy of treatment procedures inspired by different theoretical
orientations in psychology. Despite this, there are indications of the
superiority of behavioral approaches when it comes to intellectually
compromised individuals, pervasive developmental disorders and broad-spectrum
autistic conditions, learning disabilities, depression, specific fears, panic
disorder, speech dysfluencies, obsessive-compulsive disorder, and types of sexual
dysfunction. All the same, the nature of the connection between behavior theory
and its presumed applications—just like the connection between radical
behaviorism and Walden II—has
received little attention. Behavior therapists or applied behavior analysts
often speak about their clinical armamentaria as “experimentally derived
treatment techniques.” What sense of the term derived is operative here? The low visibility query underlying the
rhetorical question is “What set of conceivable techniques would not be derivable from behavior theory if
the latter is taken to be a set of principles explaining human behavior in the
most general sense?”
In
a study authored by Truax (1966), it was discovered that Rogerian therapy, in
contrast to representing “unconditional positive regard, “ was actually
selectively reinforcing clients’ verbal behavior. An impartial observer might
conclude that what he or she was privy to was not Rogers’ professed approach,
that of client-centered therapy, but another form of behavior therapy. One might
elect to describe the therapeutic transaction as “disguised or unintended
behavior therapy,” since the Rogerian psychotherapist was unaware of the
selective nature of the approach. Had the therapeutic ministration been
effective, its success could therefore be explained in behavioristic terms.
The
epiphany is that the success of all forms of psychotherapy can be explained—or
at least analyzed—in behavioristic terms. And no wonder. If the latter is
presumed to explain or otherwise account for human behavior in general,
professional therapeutic patterns naturally fall within its compass as a
subclass of a subject matter. Since behavior-theory has a wide explanatory
compass, is any therapeutic approach
“derivations” of this framework if the latter can explain their success? The
answer, it seems to the present author, is a simple one. “Derivations” are
simply those applications practiced by professionals who self-consciously use a
special vocabulary and inventory of concepts to explain their efficacy.
Considering
the wide compass of behavior-theory, it is difficult, if not impossible, to
envision how it might fail to “explain” the success of all treatment
techniques. Ironically, it can also explain their failures. In the Truax sudy,
the client-centered interventions turned out to be the selective reinforcements
of verbal behavior. Yet if “unconditional positive regard” remained true to
form, it could be analyzed as “non-contingent reinforcement of verbal
behavior.” This insight should prompt us to recast our previous formulation. Is
not as though Rogers’ client-centered therapy was ineffective because it was
not as a modality derivable from behavioristic principles; it was ineffective
because it was employing the technique of non-contingent, rather than
contingent, reinforcement of verbal operants. In other words, Rogers’
techniques can as easily be recast as a mismanaged behavioristic approach, were
it not for the fact that the Rogerian therapist did not play the behavioristic
language-game. Because of this, client-centered therapy is routinely conceived
as an approach that is a theoretical alternative to one inspired by
behavioristic principles!
The
alleged failure of behavioristically oriented experiments like Walden II, or actual utopias in Virginia
and Mexico hardly documents a failure of applied behaviorism or its philosophy
of science, radical behaviorism; it only documents at best a misappropriation
or misapplication of concepts like positive
reinforcement, aversive control, stimulus control, or extinction. These concepts are more
advantageously viewed as explanatory principles embracing the widest categories
of human behavior, rather than as names for specific and particularized
interventions in parochial armamentaria. Theoretical orientations in
psychology, including radical behaviorism, are not roadmaps and blueprints for
discrete therapeutic techniques deducible from them, but only inventories of
protean concepts and principles embracing whatever applications are in fact
developed. That the opposite viewpoint has enjoyed popularity is more a matter
of antiquarian interest than it is of logical significance.
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